Corporate & Financial Weekly Digest

Corporate & Financial Weekly Digest

Tag Archives: Division of Corporation Finance

Hinman Named Director of Division of Corporation Finance

Posted in SEC/Corporate
On May 9, the Securities and Exchange Commission announced that William H. Hinman will be named the new director of the SEC’s Division of Corporation Finance. Mr. Hinman was most recently a partner at Simpson Thacher & Bartlett LLP, where he advised public and private companies in corporate finance matters and boards of directors on… Continue Reading

Final Report Issued by SEC-Government-Business Forum on Small Business Capital Formation

Posted in SEC/Corporate
In March 2017, the Government-Business Forum on Small Business Capital Formation of the Securities and Exchange Commission published its final report from the 2016 forum held on November 17, 2016. The forum is held annually “to provide a platform to highlight perceived unnecessary impediments to small business capital formation.” Each year the SEC’s Office of… Continue Reading

SEC Issues No-Action Relief Pursuant to Rule 14a-8(i)(9)

Posted in SEC/Corporate
As previously reported in the Corporate and Financial Weekly Digest edition of October 30, 2015, the Securities and Exchange Commission’s Division of Corporation Finance (“Division”) issued Staff Legal Bulletin No. 14H (SLB 14H) on October 22, 2015. SLB 14H established a new standard for determining when a shareholder proposal conflicts with a company proposal (providing… Continue Reading

SEC Issues No-Action Letters With Respect to Rule 14a-8(i)(10)

Posted in SEC/Corporate
On February 12, the Securities and Exchange Commission’s Division of Corporation Finance (the Division) posted on its website 18 no-action letters relating to the exclusion of proxy access shareholder proposals under Rule 14a-8(i)(10). Rule 14a-8(i)(10) permits a company to exclude a shareholder proposal from its proxy statement if “the company has already substantially implemented the… Continue Reading