Co-authored by Natalya S. Zelensky

The Financial Industry Regulatory Authority has issued an information notice reminding member firms of changes to BrokerCheck it will implement on August 23 and the steps firms and individuals may take with respect to these changes prior to implementation. As reported in the June 16 edition of Corporate and Financial Weekly Digest, these changes expand the information released through BrokerCheck and establish a formal process to dispute the accuracy of, or update, information disclosed through BrokerCheck.

Click here to read the FINRA information notice.