On March 12, the National Futures Association (NFA) issued Notice I-20-11, reminding swap dealer (SD) Members of their regulatory obligations, specifically with respect to Commodity Futures Trading Commission (CFTC) Regulation 23.603 regarding business continuity and disaster recovery plans. In accordance with such regulatory obligations, the CFTC expects to be notified if a SD implements a teleworking plan or activates its Business Continuity Plan other than for testing purposes.

Notice I-20-11 is available here.