The Financial Industry Regulatory Authority (FINRA) issued Regulatory Notice 20-35, alerting firms of an ongoing phishing campaign that involves fraudulent emails purporting to be from FINRA asking member firms to complete a survey. The email was sent from the domain “@regulation-finra.org” and was preceded by “info” followed by a number, e.g., info5@regulation-finra.org. FINRA recommends that anyone who has clicked any link or otherwise engaged with the email to immediately notify the appropriate personnel in his or her firm to rectify any potential issues.

See Regulatory Notice 20-35 for additional information and a sample of the fraudulent email.