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Current Postings

FINRA Publishes Notice to Members Encouraging Continued Disclosure of Digital Assets Activities
FINRA Announces Final Results of Mutual Fund Waiver Initiative
FINRA Publishes Guidance on Public Offering Review Process and Private Placement Filings
FINRA Proposes Rule Change Relating to Exemptions from Order Audit Trail System Recording and Reporting Requirements
New EU Prospectus Regulation: Updated ESMA Questions and Answers

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For additional coverage on financial and regulatory news, visit Bridging the Week, authored by Katten’s Gary DeWaal.

Corporate & Financial Weekly Digest

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