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NFA Provides Relief From Branch Office Requirements for Associated Persons

By Kevin M. Foley & Elizabeth Organ on March 20, 2020
Posted in CFTC

On March 13, NFA provided relief from the requirement that all associated persons (APs) who are not located in a member’s main office work from a branch office that has been listed on the member’s Form 7-R, which office must be supervised by a branch office manager. NFA stated that it will not pursue disciplinary…

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