The Commodity Futures Trading Commission has published certain FAQs prepared by the Division of Market Oversight (DMO) in response to questions from market participants on the post-trade name give-up rule prior to the November 1 compliance date.
Continue Reading New FAQs Published Regarding the Post-Trade Name Give-Up Rule in CFTC Regulation 37.9(d)
CFTC’s Division of Market Oversight to Hold Public Roundtable Regarding Made Available To Trade Determinations
By Kevin M. Foley on
The Commodity Futures Trading Commission’s Division of Market Oversight will hold a public roundtable on July 15 from 10:00 a.m. to 2:00 p.m. (ET) to discuss the provision of the Commodity Exchange Act that, with an exception for “end users,” requires transactions in certain swaps to be executed only on a swap execution facility or designated contract market.
Continue Reading CFTC’s Division of Market Oversight to Hold Public Roundtable Regarding Made Available To Trade Determinations