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FINRA Board of Governors Approves Four Rule Proposals

By Katten Muchin Rosenman LLP on July 27, 2018
Posted in Broker-Dealer

During its July 18 and 19 meeting, the Board of Governors of the Financial Industry Regulatory Authority (FINRA) approved four new rule proposals. The proposals relate to the following topics:
Continue Reading FINRA Board of Governors Approves Four Rule Proposals

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