Co-authored by Blake J. Brockway.
On August 21, the Law and Compliance Division of the Futures Industry Association announced that it will host a webinar to help swap dealers and major swap participants understand the Commodity Futures Trading Commission registration process. The 90-minute webinar will be held on Wednesday, September 5 at 2:00 p.m. Eastern time, will feature representatives from the National Futures Association and will provide an in-depth discussion of the registration process, including firm and individual registration filings, the Commodity Exchange Act Section 4s submission and review process, and issues related to statutory disqualifications.
To obtain more information and register for the webinar click here.