Consolidated Audit Trail, LLC (CAT) and Financial Industry Regulatory Authority CAT, LLC (FINRA) remind industry members and CAT reporting agents that the deadline to request Production Readiness Certification for the CAT CAIS LTID Production Environment is Friday, April 9. The CAT Customer and Account Information System (CAIS) Large Trader Identification Number (LTID) Test and Production Environments are open. The CAIS LTID Production Go-Live date for Phase 2a, 2b and 2c reportable activity for Large Industry Members is April 26.

Detailed information regarding the certification process is available in the CAT Customer and Account Information System (CAIS) Industry Member Onboarding Guide.

Contact the FINRA CAT Helpdesk at or (888) 696-3348 with any questions.