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Annual Budget Summary

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FINRA Publishes 2021 Budget

By Susan Light & Stanley V. Polit on May 28, 2021
Posted in Broker-Dealer

The Financial Industry Regulatory Authority (FINRA) has published its 2021 Annual Budget Summary (Budget Summary), which outlines how FINRA plans to deploy resources in 2021 to meet its various regulatory responsibilities.
Continue Reading FINRA Publishes 2021 Budget

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Current Postings

  • A Message From Katten
  • FINRA Publishes 2021 Industry Spotlight
  • FINRA Publishes 2021 Budget
  • CFTC Announces Agricultural Advisory Committee Meeting
  • CFTC Staff Publishes Updated Responses to FAQs Regarding Commission Regulation 4.27 and Form CPO-PQR

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